0001145549-05-000025.txt : 20120626
0001145549-05-000025.hdr.sgml : 20120626
20050111180255
ACCESSION NUMBER: 0001145549-05-000025
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050112
DATE AS OF CHANGE: 20050111
GROUP MEMBERS: E-NEW MEDIA COMPANY LIMITED
GROUP MEMBERS: ENM INVESTMENTS LIMITED
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDIMA INC
CENTRAL INDEX KEY: 0001022570
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 943177883
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-52701
FILM NUMBER: 05524346
BUSINESS ADDRESS:
STREET 1: 47266 BENICIA STREET
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 5103540300
MAIL ADDRESS:
STREET 1: 47266 BENICIA ST
CITY: FREMONT
STATE: CA
ZIP: 94538
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: RICHTIME MANAGEMENT LTD
CENTRAL INDEX KEY: 0001145292
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 15/F CHINACHEM GOLDEN PL STE 1502
STREET 2: 77 MODY RD HONG KONG
CITY: CHINA
BUSINESS PHONE: 85225940600
MAIL ADDRESS:
STREET 1: 15/F CHINACHEM GOLDEN PL STE 1502
STREET 2: 77 MODY RD HONG KONG
CITY: CHINA
SC 13G/A
1
u99475sc13gza.txt
RICHTIME MANAGEMENT LIMITED
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
CARDIMA, INC.
-------------
(Name of Issuer)
Common Stock, par value $0.001 per share
----------------------------------------
(Title of Class of Securities)
14147m106
---------
(CUSIP Number)
December 3, 2004
----------------
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 (the "Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 14147M106
--------- ------------------------------------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
RICHTIME MANAGEMENT LIMITED
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
N/A
--------- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | |
(b) | |
--------- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- ------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
BRITISH VIRGIN ISLANDS
------------------------- ----- --------------------------------------------------------------------------------------
5 SOLE VOTING POWER
None
----- --------------------------------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES 2,421,363
BENEFICIALLY
OWNED BY ----- --------------------------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING None
PERSON WITH
----- --------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,421,363
--------- ------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,421,363
--------- ------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* |_|
--------- ------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.4%
--------- ------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
--------- ------------------------------------------------------------------------------------------------------------
CUSIP No. 14147M106
--------- ------------------------------------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
ENM INVESTMENTS LIMITED (FORMERLY E-NEW MEDIA INVESTMENTS
LIMITED)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
N/A
--------- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | |
(b) | |
--------- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- ------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
------------------------- ----- --------------------------------------------------------------------------------------
5 SOLE VOTING POWER
None
----- --------------------------------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES 2,421,363
BENEFICIALLY
OWNED BY ----- --------------------------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING None
PERSON WITH
----- --------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,421,363
--------- ------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,421,363
--------- ------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* |_|
--------- ------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.4%
--------- ------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
--------- ------------------------------------------------------------------------------------------------------------
CUSIP No. 14147M106
--------- ------------------------------------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
E-NEW MEDIA COMPANY LIMITED
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
N/A
--------- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | |
(b) | |
--------- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- ------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
HONG KONG
------------------------- ----- --------------------------------------------------------------------------------------
5 SOLE VOTING POWER
None
----- --------------------------------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES 2,421,363
BENEFICIALLY
OWNED BY ----- --------------------------------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING None
PERSON WITH
----- --------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,421,363
--------- ------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,421,363
--------- ------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* |_|
--------- ------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.4%
--------- ------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
--------- ------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
ITEM 1(a). NAME OF ISSUER:
Cardima, Inc. (the "Issuer").
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
The Issuer's principal executive offices are located at 47266 Benica Street,
Fremont, CA 94538-7330.
ITEM 2(a). NAME OF PERSONS FILING:
Richtime Management Limited, ENM Investments Limited (formerly e-New Media
Investments Limited) and e-New Media Company Limited. E-new Media Company
Limited is the sole shareholder of ENM Investments Limited, which is the sole
shareholder of Richtime Management Limited.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
The address of the principal business offices for each of Richtime Management
Limited, ENM Investments Limited and e-New Media Company Limited is Suite 1502,
Chinachem Golden Plaza, 77 Mody Road, Tsimshatsui East, Kowloon, Hong Kong.
ITEM 2(c). CITIZENSHIP:
Richtime Management Limited is a corporation organized under the laws of the
British Virgin Islands. ENM Investments Limited is a corporation organized under
the laws of the Cayman Islands. E-New Media Company Limited is a corporation
organized under the laws of the Hong Kong Special Administrative Region, the
People's Republic of China.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock, par value $0.001 per share.
ITEM 2(e). CUSIP NUMBER:
14147M106
ITEM 3. IF THIS STATEMENT IF FILED PURSUANT TO SECTIONS 240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8).
(e) [ ] An investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
Not applicable.
ITEM 4. OWNERSHIP:
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned. Each of Richtime Management
Limited, ENM Investments Limited and e-New Media Company
Limited (each a "Reporting Person" and together the "Reporting
Persons") may be deemed to beneficially own 2,421,363 shares
of Common Stock as of the date of this filing.
As of the date of this filing, Richtime Management Limited is
the record owner of 2,031,871 shares of Common Stock (the
"Record Shares"). In addition, Richtime Management Limited
holds two warrants (the "Warrants") to purchase an aggregate
amount of 389,492 shares of Issuer's Common Stock (the
"Warrant Shares"). Pursuant to the terms of the Warrants, the
Warrants are currently exercisable and the Warrant Shares have
therefore been included in the calculation of beneficial
ownership.
By virtue of the relationships between the Reporting Persons,
each Reporting Person may be deemed to beneficially own the
Record Shares and the Warrant Shares.
(b) Percent of Class.
Entity Percent of Common Stock
------ -----------------------
Richtime Management Limited 2.4%
ENM Investments Limited 2.4%
e-New Media Company Limited 2.4%
The foregoing percentages are calculated based on an aggregate
total of 101,695,105 shares of Common Stock outstanding
consisting of (i) 84,840,174 shares of Common Stock
outstanding as of October 31, 2004 reported to be outstanding
in Issuer's most recent quarterly report on Form 10-Q for the
quarter ended September 30, 2004, (ii) 16,465,439 shares of
Common Stock issued in a private placement reported in
Issuer's Current Report on Form 8-K dated November 24, 2004
and (ii) 389,492 shares of Issuer's Common Stock represented
by the Warrant Shares.
(c) Number of shares which such person has:
(i) Sole power to vote or to direct the vote:
0 shares for each Reporting Person.
(ii) Shared power to vote or direct the vote:
Richtime Management Limited 2,421,363 shares
ENM Investments Limited 2,421,363 shares
e-New Media Company Limited 2,421,363 shares
(iii) Sole power to dispose or direct the dispositions of:
0 shares for each Reporting Person.
(iv) Shared power to dispose or direct the dispositions
of:
Richtime Management Limited 2,421,363 shares
ENM Investments Limited 2,421,363 shares
e-New Media Company Limited 2,421,363 shares
Each of e-New Media Company Limited and ENM Investments Limited hereby
expressly disclaim beneficial ownership of any shares of Common Stock
of Issuer.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [ x ].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED BY ON BY THE PARENT HOLDING COMPANY.
Not Applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not Applicable. The Reporting Persons expressly disclaim membership in a "group"
as defined in Rule 13d-1(b)(ii)(H).
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable.
ITEM 10. CERTIFICATION.
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as
participant in any transaction having that purpose or effect.
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, I
certify that the information set forth in this statement is true, complete and
accurate.
Dated: January 11, 2004
RICHTIME MANAGEMENT LIMITED
By: /s/ James C. Ng
-----------------------------
Name: James C. Ng
Title: Executive Director
ENM INVESTMENTS LIMITED
By: /s/ James C. Ng
-----------------------------
Name: James C. Ng
Title: Director
E-NEW MEDIA COMPANY LIMITED
By: /s/ James C. Ng
-----------------------------
Name: James C. Ng
Title: Director